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NYSE Arca
Results: 1249

#	Item
921	Martha Redding Chief Counsel Assistant Secretary NYSE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-20 16:00:29 United States Securities and Exchange Commission Securities Exchange Act Financial regulation Finance Securities regulation in the United States U.S. Securities and Exchange Commission NYSE Arca Security Financial economics SEC filings United States securities law 73rd United States Congress
922	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-16 12:22:00 Financial system Finance United States Securities and Exchange Commission Short selling Securities Exchange Act Floor broker New York Stock Exchange NYSE Arca Market maker Financial markets Financial economics Financial regulation
923	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-11 14:39:02 Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission United States Financial regulation United States Securities and Exchange Commission United States securities law NYSE Arca
924	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. NYSEArca[removed]December 5, 2007 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-07 11:57:07 Finance Securities Exchange Act NYSE Arca Market maker New York Stock Exchange Electronic trading Algorithmic trading U.S. Securities and Exchange Commission Financial markets Financial economics Investment
925	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 17, 2009 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Regarding Listing and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-19 09:31:12 Funds Collective investment schemes Investment Advisers Act Financial adviser Security U.S. Securities and Exchange Commission SPDR Financial economics Investment Exchange-traded funds
926	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 13, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-13 16:41:36 Government Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Self-regulatory organization New York Stock Exchange Securities and Exchange Commission NYSE Arca Economy of the United States United States Securities and Exchange Commission United States securities law Regulation NMS
927	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 17, 2007 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-19 09:40:36 United States Securities and Exchange Commission United States securities law NYSE Arca New York Stock Exchange Finance Securities Exchange Act Exchange-traded fund U.S. Securities and Exchange Commission NYSE Euronext Financial economics Investment 73rd United States Congress
928	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Extend the Effective Date of the Pilot Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 17:55:21 Financial regulation Securities Exchange Act SEC filings United States U.S. Securities and Exchange Commission New York Stock Exchange Finance Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
929	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-29 16:06:49 United States Securities and Exchange Commission United States securities law 73rd United States Congress Finance Financial markets NASDAQ Securities Exchange Act NYSE Arca Short Economy of the United States Financial economics Business
930	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-07 11:23:37 Economy of the United States New York Stock Exchange Securities Exchange Act NYSE Arca United States American studies United States Securities and Exchange Commission 73rd United States Congress United States securities law

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